Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 41
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/02/2009
  • GUARDIAN ASSET MANAGEMENT
A warning PDF of date 25/02/2009 (new window) IFSRA (IRLANDA) 
11/03/2009
  • GAZ FIN
A warning PDF of date 11/03/2009 (new window) FMA (AUSTRIA) 
18/03/2009
  • GREEN VALLEY VENTURE CAPITALIST
A warning PDF of date 18/03/2009 (new window) SFSA (SUECIA) 
15/04/2009
  • GOLDSMITH & HARRIS
A warning PDF of date 15/04/2009 (new window) SFSA (SUECIA) 
29/04/2009
  • GLOBAL FUTURES TRANSACTION INVESTMENT LIMITED
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 
29/04/2009
  • GLOBAL ASSET GROUP
A warning PDF of date 29/04/2009 (new window) SFSA (SUECIA) 
13/05/2009
  • GARDNER FINANCIAL TRADING
A warning PDF of date 13/05/2009 (new window) SFSA (SUECIA) 
20/05/2009
  • GARANT PARTNERS
A warning PDF of date 20/05/2009 (new window) SFC (HONG KONG) 
10/06/2009
  • GLENBURNIE INVESTMENTS LIMITED
A warning PDF of date 10/06/2009 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
22/07/2009
  • GOLDENBERG LIMITED
A warning PDF of date 22/07/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial G.