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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 41
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/02/2008
  • GLOBAL PENSION PLAN
A warning PDF of date 13/02/2008 (new window) SSMA (ESLOVENIA) 
16/04/2008
  • GOLDEN PURSE FUND
A warning PDF of date 16/04/2008 (new window) HCMC (GRECIA) 
16/04/2008
  • GOLDEN PURSE FUND
A warning PDF of date 16/04/2008 (new window) HCMC (GRECIA) 
30/07/2008
  • GLOBE FINANCE GROUP
A warning PDF of date 30/07/2008 (new window) FSC (ISLA DE MAN) 
01/10/2008
  • GLOBAL COMMODITIES INC.
  • GLOBAL OPTIONS GROUP
  • GLOBE ALLIANCE LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008
  • GLOBE ALLIANCE LIMITED
  • GLOBAL OPTIONS GROUP
  • GLOBAL COMMODITIES INC.
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008
  • GOLDMAN SACHS ASIA INVESTMENT MANAGEMENT (HONG KONG) LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008
  • GLOBAL OPTIONS GROUP
  • GLOBAL COMMODITIES INC.
  • GLOBE ALLIANCE LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
15/10/2008
  • GOTTHARD CAPITAL PARTNERS
A warning PDF of date 15/10/2008 (new window) IFSRA (IRLANDA) 
22/10/2008
  • GREYHILL CONSULTANTS
A warning PDF of date 22/10/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial G.