As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 20 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/10/2012
  • GLOBAL DIRECT EQUITIES LLC
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
17/10/2012
  • GUANGZHOU COMMODITY EXCHANGE, GZCOM
A warning PDF of date 17/10/2012 (new window) SFSA (SUECIA) 
17/10/2012
  • GMC EUROPE
A warning PDF of date 17/10/2012 (new window) FSA (REINO UNIDO) 
21/11/2012
  • GOFF PRIVATE EQUITY LIMITED
A warning PDF of date 21/11/2012 (new window) EI_CBI (IRLANDA) 
28/11/2012
  • GILES AND HOCHMAN CONSULTING
A warning PDF of date 28/11/2012 (new window) FSA (REINO UNIDO) 
05/12/2012
  • GOLDMAN SACHS INTERNATIONAL
A warning PDF of date 05/12/2012 (new window) FSA (REINO UNIDO)LA ENITDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS PERTENECIENTES A GOLDMAN SACHS GROUP INC
19/12/2012
  • GLOBAL PARTNERS SECURITIES
A warning PDF of date 19/12/2012 (new window) DFSA (DINAMARCA) 
02/01/2013
  • GENESIS TRANSFER GROUP
A warning PDF of date 02/01/2013 (new window) FSA (REINO UNIDO) 
02/01/2013
  • GUARDIAN SECURITIES LIMITED
A warning PDF of date 02/01/2013 (new window) MFSA (MALTA) 
16/01/2013
  • GORDON, TAIT & CO. LLC
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.