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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 13 out of 42
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/11/2010
  • GOLDMANN IMPERIAL CAPITAL
A warning PDF of date 10/11/2010 (new window) SFSA (SUECIA) 
17/11/2010
  • GREENTREE FINANCIAL ADVISORS INC.
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 
22/12/2010
  • GUARDIAN CREATIVE TAX PLANNERS
A warning PDF of date 22/12/2010 (new window) SFSA (SUECIA) 
19/01/2011
  • GEOFFROY CATHERINE
A warning PDF of date 19/01/2011 (new window) CBFA (BELGICA) 
26/01/2011
  • GUARDIAN INTERNATIONAL LTD.
A warning PDF of date 26/01/2011 (new window) SFSA (SUECIA) 
09/02/2011
  • GLOBAL QUEST CONSULTANCY SERVICES, INC.
A warning PDF of date 09/02/2011 (new window) SFSA (SUECIA) 
09/02/2011
  • GLOBAL HEDGE FUND GROUP LTD.
  • GHF CAYMAN ISLANDS
A warning PDF of date 09/02/2011 (new window) FMA (AUSTRIA) 
02/03/2011
  • GROEN BELANG
A warning PDF of date 02/03/2011 (new window) AFM (PAISES BAJOS (HOLANDA)) 
09/03/2011
  • GLOBAL EQUITY PARTNERS/GE PARTNERS
A warning PDF of date 09/03/2011 (new window) FSA (REINO UNIDO) 
13/04/2011
  • GMM EQUITY HOLDING
A warning PDF of date 13/04/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.