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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 12 out of 42
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/05/2010
  • GLOBAL ENERGY OPPORTUNITIES
A warning PDF of date 19/05/2010 (new window) SFSA (SUECIA) 
19/05/2010
  • GEORGE EDWARD LOCKHART
A warning PDF of date 19/05/2010 (new window) JFSC (JERSEY) 
26/05/2010
  • GLOBAL OPTION SOLUTIONS
A warning PDF of date 26/05/2010 (new window) SFC (HONG KONG) 
09/06/2010
  • GENIUS FUNDS
A warning PDF of date 09/06/2010 (new window) AMF (FRANCIA) 
23/06/2010
  • GLOBAL CAPITAL GROUP
A warning PDF of date 23/06/2010 (new window) DFSA (DINAMARCA) 
21/07/2010
  • GCI INTERNATIONAL
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
21/07/2010
  • GS GLOBAL ASSET MANAGEMENT LLC
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
08/09/2010
  • GULF OIL EXPLORATION CORPORATION INC.
A warning PDF of date 08/09/2010 (new window) AFM (PAISES BAJOS (HOLANDA)) 
08/09/2010
  • GOLD SEAL TRADING
A warning PDF of date 08/09/2010 (new window) FMA (AUSTRIA) 
20/10/2010
  • GRAHAM WALKER
A warning PDF of date 20/10/2010 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial G.