As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 41 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/10/2014
  • GLOBAL EQUITIES MARKET ADMINISTTRATION
A warning PDF of date 01/10/2014 (new window) SFSA (SUECIA) 
01/02/2012
  • GLOBAL EQUITIES CAPITAL MARKETS
A warning PDF of date 01/02/2012 (new window) FSA (REINO UNIDO) 
19/05/2010
  • GLOBAL ENERGY OPPORTUNITIES
A warning PDF of date 19/05/2010 (new window) SFSA (SUECIA) 
30/04/2013
  • GLOBAL ENDOWMENT LLC
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO) 
23/09/2020
  • GLOBAL DIRECT TRADING TECHNOLOGIES/ GLOBAL DTT (CLON)
A warning PDF of date 23/09/2020 (new window) FCA (REINO UNIDO) 
03/10/2012
  • GLOBAL DIRECT EQUITIES LLC
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
16/11/2011
  • GLOBAL DIRECT ASSET MANAGEMENT
A warning PDF of date 16/11/2011 (new window) SFSA (SUECIA) 
29/03/2023
  • GLOBAL DIGITAL FINANCE
A warning PDF of date 29/03/2023 (new window) FCA (REINO UNIDO) 
30/12/2020
  • GLOBAL CTB
  • GLOBALCTB.COM
A warning PDF of date 30/12/2020 (new window) FSMA (BELGICA) 
09/12/2020
  • GLOBAL CTB
  • GLOBALCTB.COM
A warning PDF of date 09/12/2020 (new window) AFM (PAISES BAJOS) 

Consultation criteria: By type unauthorised entities, By initial G.