As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 38 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/11/2020
  • GOLDEN DAWN (IT)
A warning PDF of date 11/11/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
08/08/2007
  • GOLDEN FINANCE CLEARING HOUSE
A warning PDF of date 08/08/2007 (new window) FSC (ISLA DE MAN) 
15/02/2023
  • GOLDEN FUNDSFX
A warning PDF of date 15/02/2023 (new window) FCA (REINO UNIDO) 
30/03/2022
  • GOLDEN FX TRADE
A warning PDF of date 30/03/2022 (new window) FCA (REINO UNIDO) 
13/01/2010
  • GOLDEN GLOBAL INVESTMENT LIMITED
A warning PDF of date 13/01/2010 (new window) SFC (HONG KONG) 
16/04/2008
  • GOLDEN PURSE FUND
A warning PDF of date 16/04/2008 (new window) HCMC (GRECIA) 
16/04/2008
  • GOLDEN PURSE FUND
A warning PDF of date 16/04/2008 (new window) HCMC (GRECIA) 
31/01/2024
  • GOLDEN RUSTIC
A warning PDF of date 31/01/2024 (new window) CMVM (PORTUGAL) 
21/02/2007
  • GOLDEN TRADING ORGANISATION
A warning PDF of date 21/02/2007 (new window) FSC (ISLA DE MAN) 
05/08/2020
  • GOLDEN TREES
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.