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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 42
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/02/2020
  • GAM GROUP LTD / MARKETSFX
A warning PDF of date 12/02/2020 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
18/09/2019
  • GAME CAPITAL ADS LIMITED
A warning PDF of date 18/09/2019 (new window) CONSOB (ITALIA) 
15/01/2020
  • GAME CAPITAL ADS LIMITED
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
20/05/2009
  • GARANT PARTNERS
A warning PDF of date 20/05/2009 (new window) SFC (HONG KONG) 
05/05/2010
  • GARANT PARTNERS
A warning PDF of date 05/05/2010 (new window) FSA (REINO UNIDO) 
13/05/2009
  • GARDNER FINANCIAL TRADING
A warning PDF of date 13/05/2009 (new window) SFSA (SUECIA) 
17/06/2015
  • GARNIER GLOBAL FINANCE (CLON)
A warning PDF of date 17/06/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON A ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
14/01/2009
  • GARRARD ASSOCIATES
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
13/06/2012
  • GASTON CAPITAL GROUP
A warning PDF of date 13/06/2012 (new window) CYSEC (CHIPRE) 
11/10/2017
  • GATCO BANK PLC
A warning PDF of date 11/10/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.