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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 41
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
04/03/2020
  • GELIOS TRADE LIMITED (IRLANDA)
A warning PDF of date 04/03/2020 (new window) CBI (IRLANDA) 
08/03/2017
  • GEM LOANS / JEM LOANS (CLON)
A warning PDF of date 08/03/2017 (new window) FCA (REINO UNIDO) 
17/12/2014
  • GEMASIA INVESTMENTS CORPORATION
A warning PDF of date 17/12/2014 (new window) FSMA (BELGICA) 
12/02/2020
  • GEMBELL LIMITED SERVICES
A warning PDF of date 12/02/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
24/02/2016
  • GEMINI ACQUISITIONS
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
25/05/2016
  • GEMINI ACQUISITIONS AND ESCROW SERVICE GROUP
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
14/04/2020
  • GEMINICPL (CLON)
A warning PDF of date 14/04/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA GEMINI CAPITAL LLP
15/10/2014
  • GEN EQUITIES (IRELAND AND SWITZERLAND)
A warning PDF of date 15/10/2014 (new window) EI_CBI (IRLANDA) 
25/07/2018
  • GENERAL ASSET MANAGEMENT (CLON)
A warning PDF of date 25/07/2018 (new window) FCA (REINO UNIDO) 
11/03/2015
  • GENERAL BUSINESS CAPITAL AG
A warning PDF of date 11/03/2015 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial G.