As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 40 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/05/2003
  • GLOBESHARE
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
25/04/2012
  • GLOBAL INVESTMENT PARTNERS
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA DENOMINADA GLOBAL INVESTMENT PARTNERS SPRL
01/02/2012
  • GLOBAL EQUITIES CAPITAL MARKETS
A warning PDF of date 01/02/2012 (new window) FSA (REINO UNIDO) 
14/12/2011
  • GLOBAL NETWORK FIDUCIARY LLC
A warning PDF of date 14/12/2011 (new window) FSA (REINO UNIDO) 
14/12/2011
  • GRENFELL AND BLACKROCK ASSOCIATES
A warning PDF of date 14/12/2011 (new window) FSA (REINO UNIDO) 
10/11/2011
  • GUARDIAN SECURITIES
A warning PDF of date 10/11/2011 (new window) FSA (REINO UNIDO) 
23/11/2011
  • GOLDMAN PHILLIPS
A warning PDF of date 23/11/2011 (new window) FSA (REINO UNIDO) 
18/01/2012
  • GIGA INVEST
A warning PDF of date 18/01/2012 (new window) FSA (REINO UNIDO) 
18/01/2012
  • GLOBAL ANALYTICAL SOLUTIONS
A warning PDF of date 18/01/2012 (new window) FSA (REINO UNIDO) 
01/06/2011
  • GOLDBERGER & DECADENET
A warning PDF of date 01/06/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.