As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 40 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/04/2009
  • GLOBAL FUTURES TRANSACTION INVESTMENT LIMITED
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 
16/02/2005
  • GLOBAL FUTURES EXCHANGE & TRADING CO. INC.
A warning PDF of date 16/02/2005 (new window) CONSOB (ITALIA) 
15/12/2021
  • GLOBAL FOREX INVEST
A warning PDF of date 15/12/2021 (new window) FCA (REINO UNIDO) 
27/04/2005
  • GLOBAL FINANCIAL TRUST BANK
A warning PDF of date 27/04/2005 (new window) FSC (ISLA DE MAN) 
24/04/2013
  • GLOBAL FINANCIAL SERVICES
A warning PDF of date 24/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA 3D GLOBAL FINANCIAL SERVICES LTD
29/11/2017
  • GLOBAL FINANCIAL PROTECTION COMMISSION (USA)
A warning PDF of date 29/11/2017 (new window) CBI (IRLANDA) 
27/06/2012
  • GLOBAL FINANCIAL PRODUCTS
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO)LA ENITDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA HCC GLOBAL FINANCIAL PRODUCTS
05/10/2011
  • GLOBAL FINANCIAL CORP WORLDWIDE, GFC
A warning PDF of date 05/10/2011 (new window) SFSA (SUECIA) 
21/06/2017
  • GLOBAL FIN SERVICES LIMITED (OPERANDO CON LA MARCA TRADE 12)
A warning PDF of date 21/06/2017 (new window) FCA (REINO UNIDO) 
19/06/2019
  • GLOBAL ES LTD / SONARTECH OÜ
A warning PDF of date 19/06/2019 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial G.