As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 34 out of 43
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
22/06/2011 |
-
GUARDIAN INTERNATIONAL LTD.
|
| FSMA (BELGICA) | |
17/12/2014 |
-
GREEN SEED CAPITAL AND CDH INVESTMENTS
|
| FSMA (BELGICA) | |
17/12/2014 |
-
GEMASIA INVESTMENTS CORPORATION
|
| FSMA (BELGICA) | |
24/04/2013 |
-
GUY DECLERCK, DC BVBA, DCMI-U BVBA AND ERMIS
|
| FSMA (BELGICA) | |
22/02/2012 |
-
GOLDWATER GLOBAL MANAGEMENT
|
| FSMA (BELGICA) | |
22/02/2012 |
-
GOLDWATER GLOBAL MANAGEMENT
|
| FSMA (BELGICA) | NO ES NINGUNA AUTORIDAD SUPERVISORA BELGA. |
11/12/2013 |
|
| FSMA (BELGICA) | |
27/11/2013 |
|
| FSMA (BELGICA) | |
10/06/2009 |
-
GLENBURNIE INVESTMENTS LIMITED
|
| GFSC (GIBRALTAR) | ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES |
16/04/2008 |
|
| HCMC (GRECIA) | |
Consultation criteria: By type unauthorised entities, By initial G.