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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 33 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/08/2011
  • GLOBAL WORLD ACQUISITIONS
A warning PDF of date 10/08/2011 (new window) JFSC (JERSEY) 
25/05/2005
  • GREGORY & KREST TREASURY MANAGEMENT SERVICES
A warning PDF of date 25/05/2005 (new window) JFSC (JERSEY) 
25/05/2005
  • GREGORY & KREST INVESTMENT BANK
A warning PDF of date 25/05/2005 (new window) JFSC (JERSEY) 
25/05/2005
  • GREGORY & KREST INVESTMENT FOREING FINANCE
A warning PDF of date 25/05/2005 (new window) JFSC (JERSEY) 
25/05/2005
  • GREGORY & KREST INVESTMENT & TRUST CORPORATION
A warning PDF of date 25/05/2005 (new window) JFSC (JERSEY) 
03/04/2013
  • GOLD TRADE PRO
A warning PDF of date 03/04/2013 (new window) MFSA (MALTA) 
11/05/2011
  • GREEN PLANTS INVESTMENTS MANAGEMENT LTD
A warning PDF of date 11/05/2011 (new window) MFSA (MALTA) 
02/01/2013
  • GUARDIAN SECURITIES LIMITED
A warning PDF of date 02/01/2013 (new window) MFSA (MALTA) 
13/05/2015
  • GFS SECURITIES LTD
A warning PDF of date 13/05/2015 (new window) MFSA (MALTA) 
02/11/2005
  • GM SERVICES LLC
A warning PDF of date 02/11/2005 (new window) NAFM (PAISES BAJOS (HOLANDA)) 

Consultation criteria: By type unauthorised entities, By initial G.