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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 33 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/01/2006
  • GREENWOOD WARREN SPARDA TRUST GROUP
A warning PDF of date 18/01/2006 (new window) FSC (ISLA DE MAN) 
30/11/2005
  • GLOBUS TRUST LIMITED
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
16/11/2005
  • GREENWOOD WARREN
A warning PDF of date 16/11/2005 (new window) FSC (ISLA DE MAN) 
16/11/2005
  • GLOBAL COMMODITIES INC.
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
16/11/2005
  • GLOBAL OPTIONS GROUP
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
02/11/2005
  • GM SERVICES LLC
A warning PDF of date 02/11/2005 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
14/09/2005
  • GLOBAL MEDICAL FINANCING
A warning PDF of date 14/09/2005 (new window) SFSA (SUECIA) 
31/08/2005
  • GREENWOOD WARREN
A warning PDF of date 31/08/2005 (new window) FSC (ISLA DE MAN) 
31/08/2005
  • GOLDFIELD CONSULTANTS
A warning PDF of date 31/08/2005 (new window) FSA (REINO UNIDO) 
22/06/2005
  • GUARDIAN OFFSHORE BANK
A warning PDF of date 22/06/2005 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial G.