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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 32 out of 37
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/04/2010
  • GENIUS FUNDS
A warning PDF of date 14/04/2010 (new window) BCSC (CANADA) 
09/06/2010
  • GENIUS FUNDS
A warning PDF of date 09/06/2010 (new window) AMF (FRANCIA) 
16/05/2013
  • GENEVE INVEST IRELAND
A warning PDF of date 16/05/2013 (new window) EI_CBI (IRLANDA) 
27/03/2013
  • GENEVE INVEST (EUROPE) S.A.R.L.
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
04/05/2011
  • GENEVE INVEST
A warning PDF of date 04/05/2011 (new window) AMF (FRANCIA) 
20/02/2013
  • GENEVE INVEST
A warning PDF of date 20/02/2013 (new window) FSA (REINO UNIDO) 
12/09/2012
  • GENEVE INVEST
A warning PDF of date 12/09/2012 (new window) AMF (FRANCIA) 
02/01/2013
  • GENESIS TRANSFER GROUP
A warning PDF of date 02/01/2013 (new window) FSA (REINO UNIDO) 
31/07/2019
  • GENESE AM LTD
A warning PDF of date 31/07/2019 (new window) CONSOB (ITALIA) 
22/08/2018
  • GENERALI BROKERS / GENERALI FRANCE / ASSICURAZIONI GENERALI S.P.A. (CLON)
A warning PDF of date 22/08/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.