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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 31 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/05/2005
  • GREGORY & KREST INVESTMENT BANK
A warning PDF of date 25/05/2005 (new window) JFSC (JERSEY) 
25/05/2005
  • GREGORY & KREST INVESTMENT FOREING FINANCE
A warning PDF of date 25/05/2005 (new window) JFSC (JERSEY) 
25/05/2005
  • GREGORY & KREST INVESTMENT SERVICE ONLINE BANKING
A warning PDF of date 25/05/2005 (new window) JFSC (JERSEY) 
27/04/2005
  • GREGORY & KREST INVESTMENT SERVICE ONLINE BANKING
A warning PDF of date 27/04/2005 (new window) FSC (ISLA DE MAN) 
25/05/2005
  • GREGORY & KREST INVESTMENT SERVICES OFFSHORE
A warning PDF of date 25/05/2005 (new window) JFSC (JERSEY) 
27/04/2005
  • GREGORY & KREST INVESTMENT SERVICES OFFSHORE
A warning PDF of date 27/04/2005 (new window) FSC (ISLA DE MAN) 
25/05/2005
  • GREGORY & KREST TREASURY MANAGEMENT SERVICES
A warning PDF of date 25/05/2005 (new window) JFSC (JERSEY) 
14/01/2009
  • GREGORY COLE
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • GREGORY COLE
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
01/10/2014
  • G-REIC ENERGY REAL ESTATE R.E.I.C.
A warning PDF of date 01/10/2014 (new window) HCMC (GRECIA) 

Consultation criteria: By type unauthorised entities, By initial G.