Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 41
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/07/2017
  • GSS FINANCIAL
A warning PDF of date 05/07/2017 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
09/08/2017
  • GSI MARKETS
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
04/05/2016
  • GSH SOLUTIONS
A warning PDF of date 04/05/2016 (new window) FCA (REINO UNIDO) 
13/04/2016
  • GS LOANS (CLON)
A warning PDF of date 13/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
21/07/2010
  • GS GLOBAL ASSET MANAGEMENT LLC
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
30/09/2020
  • GRUPPE KREDIT INTER
A warning PDF of date 30/09/2020 (new window) FSMA (BELGICA) 
02/12/2009
  • GRUPO INMOBILIARIO VERHOME S.A. DE C.V. (INVERGROUP)
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 
14/02/2007
  • GRUNDBUCHZERTIFIKAT LTD.
A warning PDF of date 14/02/2007 (new window) FMA (AUSTRIA) 
29/06/2016
  • GRUBER & TAYLOR CO
A warning PDF of date 29/06/2016 (new window) CBI (IRLANDA) 
30/08/2017
  • GRUBER & TAYLOR CO
A warning PDF of date 30/08/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.