As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 30 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/04/2020
  • GO COMPARE THE BOND MARKET (CLON)
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 
07/04/2020
  • GLADSTONE CAPITAL MANAGEMENT (CLON)
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 
23/09/2020
  • GLOBAL DIRECT TRADING TECHNOLOGIES/ GLOBAL DTT (CLON)
A warning PDF of date 23/09/2020 (new window) FCA (REINO UNIDO) 
07/04/2021
  • GOLDEN WATER VENTURES LTD (OPERANDO COMO SEARCH BONDS)
A warning PDF of date 07/04/2021 (new window) FCA (REINO UNIDO) 
23/12/2020
  • GPK FINANCIAL PLANNING LTD / GPK FINANCIAL (CLON DE AGENTE)
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE GPK FINANCIAL PLANNING LTD.
01/09/2020
  • GUARANTOR LOANS / GUARANTORLOANSUK LTD (CLON)
A warning PDF of date 01/09/2020 (new window) FCA (REINO UNIDO) 
28/10/2020
  • GENERAL INVESTMENT PARTNERS
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO) 
14/10/2020
  • GO.MYDISREPAIRCLAIM.CO.UK
A warning PDF of date 14/10/2020 (new window) FCA (REINO UNIDO) 
23/09/2020
  • GCG INTERNATIONAL/SAGE GLOBAL
A warning PDF of date 23/09/2020 (new window) FCA (REINO UNIDO) 
16/09/2020
  • GROWING POWER LOANS LTD (CLON)
A warning PDF of date 16/09/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.