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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/02/2020
  • GW INVESTMENTS (CLON)
A warning PDF of date 12/02/2020 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, GW INVESTMENTS S.À R.L..
21/12/2016
  • GVQ INVESTMENT FUNDS (DUBLIN) PLC (CLON)
A warning PDF of date 21/12/2016 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
24/04/2013
  • GUY DECLERCK, DC BVBA, DCMI-U BVBA AND ERMIS
A warning PDF of date 24/04/2013 (new window) FSMA (BELGICA) 
29/01/2020
  • GUY BERNA (CLON)
A warning PDF of date 29/01/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE (GUY BERNA)
06/06/2018
  • GUMPOLD CHRISTIAN & CO (CLON)
A warning PDF of date 06/06/2018 (new window) FCA (REINO UNIDO) 
13/06/2018
  • GUMPOLD CHRISTIAN & CO (CLON)
A warning PDF of date 13/06/2018 (new window) FCA (REINO UNIDO) 
08/09/2010
  • GULF OIL EXPLORATION CORPORATION INC.
A warning PDF of date 08/09/2010 (new window) AFM (PAISES BAJOS (HOLANDA)) 
16/01/2019
  • GULF FX (CLON)
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
22/03/2006
  • GULF FINANCE GROUP
A warning PDF of date 22/03/2006 (new window) FSC (ISLA DE MAN) 
08/08/2007
  • GUARRANTY FINANCE CLEARING HOUSE
A warning PDF of date 08/08/2007 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial G.