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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 44
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/12/2005
  • FLEMINGS OFFSHORE BANK LIMITED
A warning PDF of date 07/12/2005 (new window) JFSC (JERSEY) 
25/01/2006
  • FOREX & FUTURES INTERNATIONAL LIMITED
A warning PDF of date 25/01/2006 (new window) SFC (HONG KONG) 
08/02/2006
  • FIRST UNIONS SECURITIES
A warning PDF of date 08/02/2006 (new window) FSC (ISLA DE MAN) 
15/03/2006
  • FIRST DOMINION CAPITAL CORP
A warning PDF of date 15/03/2006 (new window) SFSA (SUECIA) 
19/04/2006
  • FIRST UNION FINANCE
A warning PDF of date 19/04/2006 (new window) FSC (ISLA DE MAN) 
10/05/2006
  • FUND INSURANCE MANAGEMENT CORPORATION
A warning PDF of date 10/05/2006 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
14/06/2006
  • F-EASY INVESTMENTS CO
A warning PDF of date 14/06/2006 (new window) SFC (HONG KONG) 
28/06/2006
  • FREE PORT SECURITIES
A warning PDF of date 28/06/2006 (new window) FSC (ISLA DE MAN) 
05/07/2006
  • FTSE INDEX FUNDS
A warning PDF of date 05/07/2006 (new window) FSC (ISLA DE MAN) 
12/07/2006
  • FIRST DOMINION CAPITAL CORP
A warning PDF of date 12/07/2006 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial F.