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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/04/2019
  • FREMONT CAPITAL
A warning PDF of date 30/04/2019 (new window) FMA (AUSTRIA) 
09/04/2019
  • FLORENCE GARRET (CLON)
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
09/04/2019
  • FORTE CAPITAL MERGERS AND ACQUISITIONS
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
20/03/2019
  • FINESCO LIMITED
A warning PDF of date 20/03/2019 (new window) FSMA (BELGICA) 
06/03/2019
  • FSM SMART LIMITED
A warning PDF of date 06/03/2019 (new window) CONSOB (ITALIA) 
27/02/2019
  • FIRST GLOBAL (UK) LIMITED
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
27/02/2019
  • FX BREEZE
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
27/02/2019
  • FXG TRADE (CAPITAL FXG LTD / NORDIC PEARL LTD)
A warning PDF of date 27/02/2019 (new window) FSMA (BELGICA) 
20/02/2019
  • FINANCIAL SERVICES BANK (FS BANK)
A warning PDF of date 20/02/2019 (new window) FSMA (BELGICA)B
20/02/2019
  • FINAZONA / PRÊTEUR ORTIZ
A warning PDF of date 20/02/2019 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial F.