As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/07/2020
  • EARNSURED ASSET MANAGEMENT
A warning PDF of date 01/07/2020 (new window) FCA (REINO UNIDO) 
28/06/2017
  • EAST COAST LAW FIRM / EAST COAST LAW FLORIDA
A warning PDF of date 28/06/2017 (new window) FCA (REINO UNIDO) 
10/06/2009
  • EAST FINANCIAL GROUP INC.
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
18/01/2012
  • EAST FUND MANAGEMENT
A warning PDF of date 18/01/2012 (new window) FSA (REINO UNIDO) 
16/06/2021
  • EASTERN EUROPE TREASURY FUND SINGLE MEMBER P.C / GRAND EASTERN MARKET EOOD (CLONE)
A warning PDF of date 16/06/2021 (new window) HCMC (GRECIA)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BULBROKERS EAD.
15/02/2017
  • EASTERN QUAY ASSET MANAGEMENT
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
01/02/2023
  • EASTERNPOWERNETWORKS-SUSTAINABILITY.CO.UK (CLONE)
A warning PDF of date 01/02/2023 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON UK POWER NETWORKS
06/04/2011
  • EASTMAN ASSET MANAGEMENT
A warning PDF of date 06/04/2011 (new window) SFSA (SUECIA) 
16/11/2011
  • EASTMAN PIERCE PARTNERS MERGERS & ACQUISITIONS
A warning PDF of date 16/11/2011 (new window) SFSA (SUECIA) 
04/01/2012
  • EASTMAN PIERCE PARTNERS MERGERS & ACQUISITIONS
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial E.