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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 53
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/08/2019
  • CLAIMSMART (CLON)
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO) 
28/08/2019
  • CAVENDISH KNIGHT ASSET MANAGEMENT
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO) 
21/08/2019
  • CHRIS GARDNER GROUP
A warning PDF of date 21/08/2019 (new window) DFSA (DINAMARCA) 
14/08/2019
  • CRYPTOMININGOPTIONSIGNAL
A warning PDF of date 14/08/2019 (new window) CSSF (LUXEMBURGO) 
24/07/2019
  • CARTWRIGHT & BROWN WEALTH ADVISORY
A warning PDF of date 24/07/2019 (new window) FCA (REINO UNIDO) 
10/07/2019
  • COOPER & BARNES WEALTH ADVISORY
A warning PDF of date 10/07/2019 (new window) FCA (REINO UNIDO) 
10/07/2019
  • CLEETON CORPORATE PARTNERS
A warning PDF of date 10/07/2019 (new window) FCA (REINO UNIDO) 
03/07/2019
  • CCTMARKET
A warning PDF of date 03/07/2019 (new window) FMA (AUSTRIA) 
26/06/2019
  • CLOCKWORK LOANS (CLON)
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
26/06/2019
  • CREDITSTAR UK LIMITED (CLON)
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial C.